Compliance Special- November, 2021
Are You an AI Revolution?
Daniel Bain, CFO, Uttam Galva North America, Inc.
Recent Technological Advancements In Compliance and How You Tackle These Challenges in Your Company
Steve Harris, Svp, Chief Ethics and Compliance Officer, Lincoln Financial Group
The Tipping Point: The 3rd Era of Commerce
Patrick Gauthier, Vice President, Amazon Pay
Introducing Technology to Manage Increasing Tax Compliance
Soorashree Sadekar, Associate Director, Transfer Pricing Americas, Aig
Key Elements of Backup Servicing for Fintech Companies
Larry Chiavaro, EVP, First Associates
Revamping Regulatory Practices With Innovation
David Cowland, Head of Compliance Operations, Fidelity International
Banking on Ohio as A Fintech Leader
Terry Gore, Director, Financial Services & Fintech, JobsOhio
7 Steps to Finding and Rapidly Deploying a New Compliance Capability
Lasalle Vaughn, Head of Global Product Compliance and Quality Assurance, Robinhood
Making the Most of Exponential Technologies in Financial Reporting
Tadd Morganti, MD, Finance & Enterprise Performance, Deloitte Consulting LLP
Keys to a Successful Technology Implementation
Claire Burke, Vice President, Finance and Compliance Management at Dearborn National
The Evolution of Compliance Technology and the Current State of Play
Danielle Herrick, Vp, Compliance, Employers
Covid-19’s Implications for the Banking Industry
Frank Tian, Vp Risk Management, Union Bank
Reciprocity: Going Beyond Compliance...
GT Securities: A Modern Broker-Dealer...
IntegriShield: A Holistic Approach to...