Past Issues
Compliance Special- November, 2021
Contents
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8
Are You an AI Revolution?
Daniel Bain, CFO, Uttam Galva North America, Inc.
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8
Recent Technological Advancements In Compliance and How You Tackle These Challenges in Your Company
Steve Harris, Svp, Chief Ethics and Compliance Officer, Lincoln Financial Group
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18
The Tipping Point: The 3rd Era of Commerce
Patrick Gauthier, Vice President, Amazon Pay
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19
Introducing Technology to Manage Increasing Tax Compliance
Soorashree Sadekar, Associate Director, Transfer Pricing Americas, Aig
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21
Key Elements of Backup Servicing for Fintech Companies
Larry Chiavaro, EVP, First Associates
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24
Revamping Regulatory Practices With Innovation
David Cowland, Head of Compliance Operations, Fidelity International
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25
Banking on Ohio as A Fintech Leader
Terry Gore, Director, Financial Services & Fintech, JobsOhio
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27
7 Steps to Finding and Rapidly Deploying a New Compliance Capability
Lasalle Vaughn, Head of Global Product Compliance and Quality Assurance, Robinhood
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28
Making the Most of Exponential Technologies in Financial Reporting
Tadd Morganti, MD, Finance & Enterprise Performance, Deloitte Consulting LLP
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32
Keys to a Successful Technology Implementation
Claire Burke, Vice President, Finance and Compliance Management at Dearborn National
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33
The Evolution of Compliance Technology and the Current State of Play
Danielle Herrick, Vp, Compliance, Employers
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34
Covid-19’s Implications for the Banking Industry
Frank Tian, Vp Risk Management, Union Bank